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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-17 |
| GA | RA | APPROVED | 2024-12-02 |
| NY | RA | APPROVED | 2021-07-09 |
| MD | RA | APPROVED | 2020-03-20 |
| TX | RA | APPROVED_RES | 2018-11-01 |
| AL | RA | APPROVED | 2018-10-30 |
| NJ | RA | APPROVED | 2014-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Port Washington | NY | 09/2014 | 12/2017 |
| Hsbc Securities (Usa) Inc. | Port Washington | NY | 09/2014 | 12/2017 |
| Hsbc Bank Usa, National Association | New York | NY | 12/2017 | Present |
| Hsbc Securities Usa, Inc. | New York | NY | 12/2017 | Present |
1. The name of the other business (Oceanview liquor inc) 2. Whether the business is investment-related (No) 3. The address of the other business (164-09 89th ave, jamaica, ny 11432) 4. The nature of the other business (liquor store) 5. Your position (president) 6. Title (president) 7. Relationship with the other business (owner) 8. The start date of your relationship (May 2014) 9. The approximate number of hours/month you devote to the other business (0) 10. The number of hours you devote to the other business during securities trading hours (0) 11. Briefly describe your duties relating to the other business (business is under my name, but will not devote any hours to manage the business) 1. The name of the other business (Sweet Yifang Inc) 2. Whether the business is investment-related (No) 3. The address of the other business (1500 old country rd, room #102A, westbury, NY 11590) 4. The nature of the other business (Fruit tea shop) 5. Your position (president) 6. Title (president) 7. Relationship with the other business (owner) 8. The start date of your relationship (July 14 2023) 9. The approximate number of hours/month you devote to the other business (0) 10. The number of hours you devote to the other business during securities trading hours (0) 11. Briefly describe your duties relating to the other business (business is under my name, but will not devote any hours to manage business) 1. The name of the other business (Sweet BonBon Inc) 2. Whether the business is investment-related (No) 3. The address of the other business (1500 old country rd, room #102A, westbury, NY 11590) 4. The nature of the other business (Bakery shop) 5. Your position (president) 6. Title (president) 7. Relationship with the other business (owner) 8. The start date of your relationship (July 15 2023) 9. The approximate number of hours/month you devote to the other business (0) 10. The number of hours you devote to the other business during securities trading hours (0) 11. Briefly describe your duties relating to the other business (business is under my name, but will not devote any hours to manage business) Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-22 |
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