Best Investors Account Sign in

Ralph Terry Platt

Raymond James & Associates, Inc.

Lakewood Ranch, FL

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-10-01
  • FL RA
    APPROVED
    Since 2020-10-01

Branch Locations

8120 Lakewood Main Street Suite 201, Lakewood Ranch, FL 34202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bradenton FL 09/2009 11/2016
Wells Fargo Clearing Services, Llc Bradenton FL 11/2016 09/2020
Raymond James & Associates Inc Bradenton FL 09/2020 Present
Previous Registrations
  • 2009-09-24 → 2020-10-06
    Wells Fargo Clearing Services, Llc
    Bradenton, FL
    Naples, FL
    Ellenton, FL
    Bradenton, FL
    Naples, FL
    Tampa, FL
    Bradenton, FL
    Palmetto, FL
    Bradenton, FL
    Sarasota, FL
    Palmetto, FL
  • 1998-01-01 → 2009-09-21
    Banc Of America Investment Services, Inc.
    Bradenton, FL
    Bradenton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-21
S63 Uniform Securities Agent State Law Examination 1993-10-06
  • S65 Uniform Investment Adviser Law Examination
    1995-12-21
  • S63 Uniform Securities Agent State Law Examination
    1993-10-06
Other Names
  • Ralph T Platt
  • Terry Platt
  • Ralph Terry Platt

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEWEDGE ADVISORS
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
DOW FAMILY OFFICE ADVISORY, LLC
EDWARD JONES

Other Investors

STEVEN LEE GROSSMAN
Cole Alexander Hedge
Aaron Seth Vaughn
Alexandra M Hatfield
Michael C Cermak
PAMELA RUTH MILLER
WILLIAM BRUCE BODY
ANDREW OLSON WALTHER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL
DOW FAMILY OFFICE ADVISORY, LLC · LAKEWOOD RANCH, FL

More in Lakewood Ranch, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor