Ralph Terry Platt

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bradenton, FL
• 11/2016 → 09/2020
  Wells Fargo Clearing Services, Llc
  Bradenton, FL
• 09/2020 → Present
  Raymond James & Associates Inc
  Bradenton, FL

Previous Registrations

• 2009-09-24 → 2020-10-06
  Wells Fargo Clearing Services, Llc
  Bradenton, FL
  Naples, FL
  Ellenton, FL
  Bradenton, FL
  Naples, FL
  Tampa, FL
  Bradenton, FL
  Palmetto, FL
  Bradenton, FL
  Sarasota, FL
  Palmetto, FL
• 1998-01-01 → 2009-09-21
  Banc Of America Investment Services, Inc.
  Bradenton, FL
  Bradenton, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-21
• S63 Uniform Securities Agent State Law Examination
  1993-10-06

Other Names

• Ralph T Platt
• Terry Platt
• Ralph Terry Platt