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James Francis Marshall

Jm Advisors, LLC

Albany, NY

CRD 2022178

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Employer firm

Jm Advisors, LLC CRD 159351

23 advisory clients

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Jm Advisors, Llc

125 Wolf Road Suite 203, Albany, NY 12205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
  • NY RA
    APPROVED
    Since 2021-03-29

Branch Locations

125 Wolf Road Suite 203, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jm Advisors, Llc Albany NY 10/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-06
S63 Uniform Securities Agent State Law Examination 1990-03-03
  • S65 Uniform Investment Adviser Law Examination
    1992-06-06
  • S63 Uniform Securities Agent State Law Examination
    1990-03-03

View on SEC IAPD

Nearby Firms

ALLSQUARE WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

DANIEL DOUGLAS BAUER
BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER

Nearby Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY

More in Albany, NY

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