Gregory Paul Fortner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-12-31

CA RA
APPROVED

Since 1997-12-31

Branch Locations

Westlake Village, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Westlake Village	CA	07/1996	Present

07/1996 → Present

Lpl Financial, Llc

Westlake Village, CA

Other Businesses

1. 2/2/2015 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - GREGORY FORTNER, INC. - STARTED 01/31/2015 - INVESTMENT RELATED - 160 HOURS PER MONTH/8 HOURS DURING TRADING - 5743 CORSA AVENUE, SUITE 113 WESTLAKE VILLAGE, CA 91362.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-02-22

S63 Uniform Securities Agent State Law Examination

1991-02-22

View on SEC IAPD