Michael William Stern

Current Employers

Employment History

• 01/2012 → Present
  Lpl Financial, Llc
  Mendota Heights, MN
• 10/2012 → Present
  Private Advisor Group, Llc
  Mendota Heights, MN

Previous Registrations

• 2010-09-17 → 2011-07-15
  Askar Advisors Group, Inc.
  Bloomington, MN

Other Businesses

1. 01/03/2012 - MICHAEL STERN FIXED INSURANCE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - SALE OF FIXED INSURANCE - Time Spent 10%. 2. 01/03/2012 - 'ASKAR CORP / ASKAR HOLDING COMPANY' - Business Entity For Tax/Investment Purposes Only - OWNER - Time Spent 0%. 3. 02/02/2012 - MMB & ASSOCIATES, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - VP - Time Spent 5% - FORMING NEW LLC BETWEEN MYSELF AND TWO PARTNERS TO FORM A SUB S FOR PERSONAL LIABILITY PURPOSES. ONE OF THREE PARTNERS, TITLE IS VP. 4. 10/17/2017 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/09/2013 - 80 Hours Per Month/65 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/17/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/17/2017 - Private Advisor Group - DBA: (Hybrid) Lagom Ridge Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/09/2013 - 80 Hours Per Month/65 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 10/17/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/6/2019 - Lagom Ridge Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/09/2013 - 80 Hours Per Month/65 Hours During Securities Trading. 7. 1/6/2020 - MMB & Associates, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - VP - Start Date: 01/09/2012 - 4 Hours Per Month/4 Hours During Securities Trading - Sub S for personal liability purposes. One of three partners. 8. 11/16/2022 - TBM Financial Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/30/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 9. 11/20/2024 - Lagom Ridge Advisors - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 1 Hour per Month/ During Trading 10) 02/14/2025 - Penultimate Insurance Group - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date :02/11/2025 - 2 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-11
• S63 Uniform Securities Agent State Law Examination
  1994-01-03

Other Names

• Mike Stern