Hovsep Ohannes Dermenjian

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1990 → 09/2019
  H. Joe Dermenjian, Universal Capital Ins. And Fncl Cntr
  Glendale, CA
• 03/2006 → 05/2019
  Voya Financial Advisors, Inc.
  Glendale, CA
• 05/2019 → 11/2024
  Purshe Kaplan Sterling Investements
  Albany, NY
• 05/2019 → Present
  Universal Capital Fncl Ctr Inc Dba Universal Capital Wealth Mgmt
  Glendale, CA
• 03/2006 → 05/2019
  Voya Financial Advisors, Inc.
  Glendale, CA
• 09/2019 → Present
  Universal Capital Fncl Ctr Inc Dba Universal Cap Ins & Fncl Ctr
  Glendale, CA
• 11/2024 → Present
  Lpl Financial
  Glendale, CA

Previous Registrations

• 2019-05-28 → 2025-02-02
  Universal Capital Wealth Management
  Glendale, CA
• 2006-03-20 → 2019-05-24
  Voya Financial Advisors, Inc.
  Agoura Hills, CA
  Glendale, CA
  Glendale, CA
  Windsor, CT
  Beverly Hills, CA
• 2001-01-25 → 2006-01-09
  The Investment Center, Inc.
  Glendale, CA

Other Businesses

1) 11/2024 - Insurance Sales / Non-Variable Insurance / Inv. Related / Glendale, CA 91203 / Start date 11/06/2024 - 40 Hrs per month - 20 % Time Spent 2) 11/2024 - Universal Capital Insurance and Financial Center / Insurance Agency / Inv. Related / Glendale, CA 91203 / Start date 11/06/2024 - 20 Hrs per month - 10 % Time Spent 3) 11/2024 - Universal Capital Wealth Management / DBA for LPL Business (entity for LPL business) / Inv. Related / Glendale, CA 91203 / Start date 11/06/2024 - 120 Hrs per month - 70 % Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-18
• S63 Uniform Securities Agent State Law Examination
  1990-02-01

Other Names

• Hovsep O Dermenjian
• Joe Dermenjian