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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1994-11-19 |
Branch Locations
1900 West Loop S Ste 650A, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Houston | TX | 11/1994 | Present |
| Principal Life Insurance Co | Houston | TX | 07/1998 | Present |
| Executive Benefit Solutions Dt Jr | Houston | TX | 03/2006 | Present |
***GIRLS INC OF GREATER HOUSTON. 10/2004-ORESENT. BOARD MEMBER, NOT-FOR-PROFIT ORG THAT INSPIRES GIRLS TO BE STRONG, SMART, AND BOLD.**HOUSTON GALVESTON WOMEN'S BUSINESS CENTER. 10/12/2011. BOARD MEMBER.**OUTSIDE INSURANCE, FIXED LIFE & ANNUITIES, LTC, DI, HEALTH, 5/29/15.***Executive Benefit Solutions, LLC; Not Investment Related; Houston, TX; Owner; Entity established for payroll, business expenses, employee benefits administration.; Start Date: 09/01/2011; 2 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-29 |
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