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William Brian Read

Commonwealth Financial Network

Utica, NY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-02
  • NY RA
    APPROVED
    Since 2025-01-02

Branch Locations

2508 Genesee Street, Utica, NY 13502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Read Financial Group Inc. Little Falls NY 06/1991 Present
Osaic Wealth, Inc. Utica NY 09/2009 01/2025
Advanced Group Finanical Services, Llc . Utica NY 07/2009 Present
Commonwealth Financial Network Waltham MA 01/2025 Present
  • 06/1991 → Present
    Read Financial Group Inc.
    Little Falls, NY
  • 09/2009 → 01/2025
    Osaic Wealth, Inc.
    Utica, NY
  • 07/2009 → Present
    Advanced Group Finanical Services, Llc .
    Utica, NY
  • 01/2025 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 1/01/2025; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-10
  • S63 Uniform Securities Agent State Law Examination
    1991-05-10
Other Names
  • Bill Read

View on SEC IAPD

Other Firms

STRATEGIC FINANCIAL SERVICES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARADIGM CONSULTING, INC.
OSAIC WEALTH, INC.
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
MML INVESTORS SERVICES, LLC

Other Investors

DAVID S LEMIRE
DOUGLAS SCOTT WALTERS
Francesca Mae Asher
Kyle J Dempster
Nicholas A Accordino
Emma Uvanni
Shannon M Cool
JUDITH VICKS-SWEET

Other Offices

STRATEGIC FINANCIAL SERVICES · UTICA, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · UTICA, NY
PARADIGM CONSULTING, INC. · UTICA, NY
OSAIC WEALTH, INC. · UTICA, NY
MORGAN STANLEY · Utica, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UTICA, NY
ROBERT W. BAIRD & CO. INCORPORATED · New Hartford, NY
COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY

More in Utica, NY

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