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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-28
PA RA APPROVED 2019-06-26
  • TX RA
    APPROVED
    Since 2019-08-28
  • PA RA
    APPROVED
    Since 2019-06-26

Branch Locations

2000 Oxford Drive, Suite 605, Bethel Park, PA 15102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsburgh PA 03/2013 11/2016
Wells Fargo Clearing Services, Llc Pittsburgh PA 11/2016 06/2019
Stifel Nicolaus & Co Inc Pittsburgh PA 06/2019 Present
  • 03/2013 → 11/2016
    Wells Fargo Advisors Llc
    Pittsburgh, PA
  • 11/2016 → 06/2019
    Pittsburgh, PA
  • 06/2019 → Present
    Stifel Nicolaus & Co Inc
    Pittsburgh, PA
Previous Registrations
Other Businesses

1. Contemporary Craft; 5645 Butler St, Pittsburgh, PA 15201; Making art accessible through craft; Board Member; general board duties, attend events; 06/01/2023; 3 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 2. Contemporary Craft; 5645 Butler St, Pittsburgh, PA 15201; Making art accessible through craft; Finance Committee Member; gbudget creation, budget approval, audit, mid year financial check in; 06/01/2023; 3 Hours per Quarter; During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-12
  • S66 Uniform Combined State Law Examination
    2007-12-12
Designations

View on SEC IAPD

Other Firms

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