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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2003-01-15 |
Branch Locations
52 West Main Street 32, Somerville, NJ 08876 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Planning Alliance, Llc | Bridgewater | NJ | 01/1999 | Present |
| Wood & Anthony, Llc | Chatham | NJ | 05/1998 | Present |
| The Guardian Life Insurance Co. | Iselin | NJ | 07/2013 | 02/2026 |
| Park Avenue Securities Llc | Iselin | NJ | 07/2013 | 02/2026 |
| Park Avenue Securities Llc | Somerville | NJ | 02/2026 | Present |
| The Guardian Life Insurance Company | Somerville | NJ | 02/2026 | Present |
1. Metropark Group, LLC, Owner, Start: 02/27/2019, Address: 111 Wood Ave South, Suite 110, Iselin, NJ 08830, 0 hours per month, Less than 10% annual compensation, Investment related, 2. Outside insurance products, Sell life and health insurance products outside of Guardian. Start: 01/01/1990, Address: 111 Wood Ave South, Suite 110B, Iselin, NJ 08830, 20 total business hours per month, 20 during securities trading hours, Less than 10% annual compensation, Investment related, 3. Planning Alliance Consulting, LLC (ValMax Consulting, LLC), Fee based consulting for businesses and estates. Start: 12/05/2016, Address: 111 Wood Ave South, Suite 110, Iselin, NJ 08830, 10 total business hours per month / 10 during securities trading hours, Less than 10% annual compensation, Not investment related, 4. Advocacy, LLC, Owner of LLC, new DBA for activities as a Guardian FR and for non Guardian life and health insurance, Start: 07/16/2018, Address: 111 Wood Ave South Suite 110, Iselin, NJ 08830, 150 total hours per month, 90 during securities trading hours, Less than 10% annual compensation, Investment related, 5. The Prosperity Consulting Group, LLC (DBA Prosperity-An EisnerAmper Company) Will be limited to the areas of estate planning, business continuity planning, life insurance, disability insurance, long term care insurance, and group benefits Start: 02/15/2024, Address: 111 Wood Ave South Suite 110, Iselin, NJ 08830 20 total hours per month, 20 during securities trading hours, Less than 10% annual compensation, Investment related, 6. Cirianni Children Trust, Trustee, Start: 08/13/2018, Address: 5 Richardson Lane, Bridgewater, NJ 08807, 1 total hour per month, 1 during securities trading hours, Investment related, 7. The College of NJ Men's Soccer Alumni Advisory Board, Start: 09/1/2025, Address: 2000 Pennington Rd Ewing Twp, NJ 08618, 1 total hour per month, 1 during securities trading hours, Not Investment related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-08 |
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