Gail Ann Litchfield

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 06/2023
  Morgan Stanley Smith Barney Llc
  Ridgewood, NJ
• 08/2021 → 06/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glen Rock, NJ
• 06/2023 → 11/2023
  Wells Fargo Advisors Financial Network, Llc
  Hackensack, NJ
• 12/2023 → 01/2024
  Brandon J Brodrick Law Firm
  River Edge, NJ
• 02/2024 → 08/2024
  Unemployed
  North Arlington, NJ
• 10/2024 → 01/2025
  Pomptonian Food Service
  Fairfield, NJ
• 04/2025 → Present
  Oppenheimer & Co. Inc.
  Saddle Brook, NJ

Previous Registrations

• 2023-06-28 → 2023-12-12
  Wells Fargo Advisors Financial Network, Llc
  Hackensack, NJ
• 2021-09-20 → 2023-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
  Paramus, NJ
• 2009-06-01 → 2021-09-15
  Morgan Stanley
  Paramus, NJ
• 2009-03-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  Ridgewood, NJ
• 2007-10-10 → 2009-03-04
  Ubs Financial Services Inc.
  Hackensack, NJ
  Paramus, NJ

Exams

• S66 Uniform Combined State Law Examination
  2007-10-08

Other Names

• Gail Ann Sullivan
• Gail Ann Litchfield
• Gail Litchfield
• Gail A Litchfield