Toby John Peters

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 01/2024
  Woodbury Financial Services, Inc.
  Celina, TX
• 01/2024 → 05/2026
  Osaic Wealth, Inc.
  Celina, TX
• 05/2026 → Present
  Lpl Financial Llc
  Celina, TX

Previous Registrations

• 2024-01-19 → 2026-05-15
  Osaic Wealth, Inc.
  Celina, TX
• 2014-11-28 → 2024-01-19
  Woodbury Financial Services, Inc.
  Celina, TX
  Celina, TX
  Mckinney, TX
• 2011-11-30 → 2014-11-28
  Independent Financial Partners
  Celina, TX
• 2004-05-21 → 2011-11-28
  Lpl Financial Llc
  Celina, TX
• 1990-02-06 → 2004-05-27
  Equitable Advisors, Llc
  Dallas, TX

Other Businesses

1. 04/2026 - Rycon Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 40 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/11/2026 2. 06/05/2026 - Toby J. Peters, CPA - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 05/28/2026 - 1 hour per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-24
• S63 Uniform Securities Agent State Law Examination
  1989-12-28

Designations

• Chartered Financial Consultant