Best Investors Account Sign in

Katheryn Cella Woodruff

Vanguard Advisers, Inc.

Charlotte, NC

Claim This Profile
Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-03-19
TX RA APPROVED 2015-03-19
  • NC RA
    APPROVED
    Since 2015-03-19
  • TX RA
    APPROVED
    Since 2015-03-19

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2005 Present
Vanguard Marketing Corporation Charlotte NC 07/2005 Present
Vanguard Advisers, Inc. Charlotte NC 07/2005 Present
  • 07/2005 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2005 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 07/2005 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-02
S63 Uniform Securities Agent State Law Examination 2005-09-27
  • S65 Uniform Investment Adviser Law Examination
    2007-04-02
  • S63 Uniform Securities Agent State Law Examination
    2005-09-27
Designations
Other Names
  • Katheryn J Cella
  • Katheryn Jane Cella

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor