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Hiram Monroe Helm Iii

Clemensen Capital Company LLC

Dallas, TX

West Orange, NJ

CRD 2019490

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Employer firm

Clemensen Capital Company LLC CRD 166837

$70.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • RESEARCH SVCS FOR FNCL INSTITUTIONS

From the firm’s Form ADV. Read the guides:

Current Employers
Clemensen Capital Company Llc

West Orange, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-23
CA RA APPROVED 2022-09-19
NJ RA APPROVED 2022-08-29
  • TX RA
    APPROVED
    Since 2023-06-23
  • CA RA
    APPROVED
    Since 2022-09-19
  • NJ RA
    APPROVED
    Since 2022-08-29

Branch Locations

Dallas, TX • United States

West Orange, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barrow Hanley Mewhinney & Strauss Inc. Dallas TX 01/2010 07/2021
Clemensen Capital Company Llc West Orange NJ 11/2021 Present
Self Employed Dallas TX 08/2021 10/2021
  • 01/2010 → 07/2021
    Barrow Hanley Mewhinney & Strauss Inc.
    Dallas, TX
  • 11/2021 → Present
    West Orange, NJ
  • 08/2021 → 10/2021
    Self Employed
    Dallas, TX
Previous Registrations
  • 2009-09-18 → 2011-12-31
    Cimarrone Capital Advisors, L.L.C.
    Dallas, TX
  • 2007-02-21 → 2009-12-02
    Cm Energy Partners, Inc.
    Dallas, TX
  • 2005-06-16 → 2006-12-31
    Cm Energy Partners, Inc.
    Dallas, TX
  • 2003-01-24 → 2004-12-31
    Roundrock Capital Partners, L.P.
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 1994-05-24
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    1994-05-24
Other Names
  • H Monroe Helm
  • H M Helm
  • Hiram Monroe Helm

View on SEC IAPD

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