Patrick W Baldwin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1990 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 06/2011 → Present
  Bank Of America,N.A.
  Chicago, IL

Other Businesses

I*59494 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MICHAEL MARCOVICI IRREVOCABLE TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: HIGHLAND PARK, ILLINOIS 60035 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 10/21/2004 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM THE TRUSTEE OF MICHAEL IRREVOCABLE INSURANCE TRUST THAT BENEFITS HIS CHILDREN. I*131803 For profit or not for profit: Non-Profit Organization Name of outside business organization: Noble Network Education Foundation Investment related: N Address of business: Chicago, Illinois 60602 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2020 Number of hours devoted: 3 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Education Non Profit Board member Nobel has separate Foundation which houses tax Credits - paid from construction projects. only will be one meeting a year. Nobel needs 3 outside elected directors outside of Nobel

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-16
• S63 Uniform Securities Agent State Law Examination
  1990-05-14

Other Names

• Pat Baldwin
• Patrick Winslow Baldwin