Dennis Patrick Lehman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-03
AR	RA	APPROVED	2022-06-29
NC	RA	APPROVED	2022-06-24
TX	RA	APPROVED_RES	2022-06-02
SC	RA	APPROVED	2022-02-08
GA	RA	APPROVED	2021-12-14
OH	RA	APPROVED	2021-12-13
MD	RA	APPROVED	2021-12-10

FL RA
APPROVED

Since 2023-08-03
AR RA
APPROVED

Since 2022-06-29
NC RA
APPROVED

Since 2022-06-24
TX RA
APPROVED_RES

Since 2022-06-02
SC RA
APPROVED

Since 2022-02-08
GA RA
APPROVED

Since 2021-12-14
OH RA
APPROVED

Since 2021-12-13
MD RA
APPROVED

Since 2021-12-10

Branch Locations

Mooresville, NC • United States

200 Park Ave Suite 230, Orange Village, OH 44122 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Cleveland	OH	01/1991	Present
Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners	Mayfield Hts	OH	01/1991	12/2021

01/1991 → Present

Osaic Wealth, Inc.

Cleveland, OH
01/1991 → 12/2021

Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners

Mayfield Hts, OH

Previous Registrations

1999-12-07 → 2022-01-07

Nca Financial Planners

Cleveland, OH

Other Businesses

1) HERITAGE FINANCIAL PLANNERS POSITION: owner NATURE: S Corp dba for security sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2022 ADDRESS: 200 Park Ave, suite 230, Orange Village OH 44122, United States DESCRIPTION: owner of Heritage Financial Planners 2) HERITAGE FINANCIAL PLANNERS/FIXED INSURANCE POSITION: Agent NATURE: Licensed Insurance Producer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2021 ADDRESS: 200 Park Ave, Suite 230, Orange Village OH 44122, United States DESCRIPTION: I am licensed to sell life insurance. I spend less than 3hours a month on this activity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-16

S66 Uniform Combined State Law Examination

2003-05-16

Designations

Certified Financial Planner

View on SEC IAPD