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Mark Edward Katz

Katz Family Financial Advisors, LLC

Alexandria, VA

Alexandria, VA

Alexandria, VA

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Current Employers
Katz Family Financial Advisors, Llc

3307 Duke Street, Alexandria, VA 22314-4522 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-02
DE RA APPROVED 2022-03-02
LA RA APPROVED 2021-01-07
VA RA APPROVED 2010-07-20
MD RA APPROVED 2005-03-04
  • NY RA
    APPROVED
    Since 2024-01-02
  • DE RA
    APPROVED
    Since 2022-03-02
  • LA RA
    APPROVED
    Since 2021-01-07
  • VA RA
    APPROVED
    Since 2010-07-20
  • MD RA
    APPROVED
    Since 2005-03-04

Branch Locations

Alexandria, VA • United States

3307 Duke Street, Alexandria, VA 22314-4522 • United States

3307 Duke Street, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Katz Family Financial Advisors, Llc Alexandria VA 03/2005 Present
Previous Registrations
  • 2004-02-27 → 2005-03-24
    Ubs Financial Services Inc.
    Bethesda, MD
  • 2001-06-12 → 2003-04-08
    Eastern Point Advisors Inc.
    Alexandria, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-29
S63 Uniform Securities Agent State Law Examination 1990-02-23
  • S65 Uniform Investment Adviser Law Examination
    1995-12-29
  • S63 Uniform Securities Agent State Law Examination
    1990-02-23

View on SEC IAPD

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