Kathleen Dougherty-Klein

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 01/2018
  Park Place Capital Management, Inc.
  Milwaukee, WI
• 01/2018 → 05/2024
  Strategic Wealth Partners
  Deerfield, IL
• 05/2024 → Present
  Kovitz Investment Group Partners, Llc
  Milwaukee, WI
• 01/2026 → Present
  Focus Partners Wealth, Llc
  St. Louis, MO

Previous Registrations

• 2025-01-06 → 2026-03-20
  Northcoast Asset Management Llc
  Milwaukee, WI
• 2024-05-14 → 2024-12-31
  Northcoast Asset Management Llc
  Milwaukee, WI
• 2018-01-03 → 2024-05-06
  Strategic Wealth Partners
  Milwaukee, WI
  Deerfield, IL
• 2014-03-10 → 2018-01-09
  Ppcm, Inc.
  Milwaukee, WI
• 2004-04-21 → 2014-02-26
  Marietta Investment Partners, Llc
  Milwaukee, WI
• 2001-03-19 → 2004-04-28
  Strong Capital Management Inc
  Menomonee Falls, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-13
• S63 Uniform Securities Agent State Law Examination
  1990-02-27

Designations

• Certified Financial Planner

Other Names

• Kathleen A Doughertyklein
• Kathleen Anne Klein
• Kathleen Dougherty Klein
• Kathleen Dougherty
• Kathy Klein
• Kathleen A Dougherty Klein
• Kathleen Anne Dougherty-Klein