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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-05 |
| TX | RA | APPROVED_RES | 2011-07-05 |
| FL | RA | APPROVED | 2009-10-05 |
Branch Locations
424 22Nd Ave N, Saint Petersburg, FL 33704-4346 • United States
St Petersburg, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tampa | FL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | St Petersburg | FL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Saint Petersburg | FL | 03/2020 | Present |
Business Ownership; Richard W. Stoner, LLC; Manage the day-to-day operations and expenses of my Ameriprise practice.; Business Management; Bayou Grande Blvd NE, , St Petersburg, FL, 33703; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; NPI/St Pete Business Builders; Professional networking group established to refer business from one member to another; 11 Central Ave, , St Petersburg, FL, 33701; Not Investment-Related; 02/15/2022; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-18 |
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