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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
NJ RA APPROVED 2018-09-04
  • NY RA
    APPROVED
    Since 2021-08-06
  • NJ RA
    APPROVED
    Since 2018-09-04

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investment Management Llc Parsippany NJ 02/2007 11/2017
Blackrock New York NY 07/2018 Present
Blackrock Investments, Llc New York NY 07/2018 Present
Unemployed New York NY 11/2017 07/2018
  • 02/2007 → 11/2017
    New York Life Investment Management Llc
    Parsippany, NJ
  • 07/2018 → Present
    Blackrock
    New York, NY
  • 07/2018 → Present
    Blackrock Investments, Llc
    New York, NY
  • 11/2017 → 07/2018
    Unemployed
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-30
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S65 Uniform Investment Adviser Law Examination
    2018-08-30
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15

View on SEC IAPD

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