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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
| FL | RA | APPROVED | 2024-01-19 |
| IN | RA | APPROVED | 2024-01-19 |
| MI | RA | APPROVED | 2024-01-19 |
| OH | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
11841 Mason Montgomery Road Suite A, Cincinnati, OH 45249 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial | Cincinnati | OH | 02/2006 | 01/2024 |
| Osaic Wealth, Inc. | Cincinnati | OH | 01/2024 | Present |
1) TROYAN ENTERPRISES LLC, LOVELAND OH, OWNER OF COMMERCIAL REAL ESTATE, BEGAN 10/06, 5 HRS/MNTH-5 DURING TRADING. 2) TROYAN AND ASSOCIATES INC, NONINV RELATED; CINCINNATI OH, CONSULTING/PRACTICE MANAGEMENT, OWNER, BEGAN 11/97; 10 HRS/MNTH-10 DURING TRADING. 3) TRUSTED ADVISORS INVESTMENT COUNSEL LLC; INV RELATED; 11841 MASON MONTGOMERY RD STE A CINCINNATI, OH 45249; NON- REGISTERED INSURANCE PRODUCTS BROKERAGE; LICENSED INSURANCE AGENT AND OWNER; 01/01/2012; 15HR/MON; 15HR/MON; NON- REGISTERED INSURANCE PRODUCT BROKERAGE 4) FLA-MINGO RESORT PROPERTIES LLC; NONINV RELATED; 11841 MASON MONTGOMERY RD STE A, CINCINNATI OH 45249; REAL ESTATE; MEMBER; 05/31/2011; 2HR/MON; 2HR/MON; MEMBER 5) GREAT LAKES FINANCIAL ADVISORS GROUP, INC; NON-INV RELATED; 11841 MASON MONTGOMERY RAOD STE A, CINCINNATI, OH 45249; BROKERAGE GENERAL AGENCY OF FIXED INSURANCE PRODUCTS; OWNER, SECRETARY, BOARD MEMBER; 02/01/2006; 40 HR/MO; 40 HR/MO; PERFORM THE NORMAL DUTIES OF A BOARD MEMBER 6) GREAT LAKES FINANCIAL ADVISORS GROUP INC. POSITION: owner NATURE: Receive renewal compensation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/29/2005 ADDRESS: 11841 Mason Montgomery Rd, Ste A, Cincinnati OH 45249, United States DESCRIPTION: collect and distribute renewal compensation to 6 shareholders 7) TRUSTED ADVISORS INVESTMENT COUNSEL LLC POSITION: owner NATURE: LLC This is my DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2012 ADDRESS: 11841 Mason Montgomery Rd, Suite A, Cincinnati OH 45249, United States DESCRIPTION: DBA for practice 8) TROYAN & ASSOCIATES INC POSITION: owner NATURE: Practice Management INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 09/10/1997 ADDRESS: 11841 Mason Montgomery Rd, Ste A, Cincinnati OH 45249, United States DESCRIPTION: Manage Practice
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-07-06 |
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