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411 30Th Street 2Nd Floor, Oakland, CA 94609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-18 |
| CA | RA | APPROVED | 2018-05-18 |
Branch Locations
2404 Professional Drive, Roseville, CA 95661 • United States
411 30Th Street 2Nd Floor, Oakland, CA 94609 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Granite Bay Asset Management Group | Roseville | CA | 01/2005 | Present |
| Liberty Group, Llc | Oakland | CA | 03/2008 | 08/2020 |
| Ae Financial Services, Llc | Topeka | KS | 08/2020 | Present |
| Liberty Wealth Management, Llc | Roseville | CA | 05/2018 | Present |
Name of outside business or organization: AEFS - AE Financial Services, LLC Address: 2950 SW McClure Road, Topeka, KS Title: Registered Representative Description of outside business or organization: Investment-related, broker-dealer (Member FINRA/SIPC) Description of duties or responsibilities: Providing brokerage and securities sales and services. Start date: 08/2020 Hours devoted to OBA monthly: 5 during trading hours / 0 during non-trading hours Name of outside business or organization: Granite Bay Asset Management Group Address: 2404 Professional Drive, Roseville, CA 95661 Title: Partner, Owner, and Landlord Description of duties or responsibilities: RE Management Start date: 01/2005 Hours devoted to OBA monthly: 5 during trading hours / 0 during non-trading hours Name of outside business or organization: Lifetime Planning Marketing, Inc. Address: 411 30th Street, 2nd Floor, Oakland, CA 94609 Title: Insurance Agent Description of outside business or organization: Investment-related privately held insurance field marketing association offering insurance products and services. Description of duties or responsibilities: Insurance and annuities Start date: 02/2006 Hours devoted to OBA monthly: 10 hour during trading hours /0 hours during non-trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-27 |
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