James Edwin Thompson

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Wells Fargo Advisors Financial Network Llc
  Boston, MA

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; BOSTON, MA; OWNER / LANDLORD; COMMERCIAL BUILDING / OFFICE RENTAL; START DATE 11/2013; 5 HRS PER MONTH; 0 HRS DURING TRADING. JAMES THOMPSON DBA WELLS FARGO FINANCIAL NETWORK, INV RELATED, BOSTON, MA, 100% OWNERSHIP, START 7/1/2004, 40 HOURS PER MONTH, 7.5 HOURS DURING TRADING, FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-18
• S63 Uniform Securities Agent State Law Examination
  1990-03-05

Other Names

• Jim Thompson