James John Mcgrath

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Raymond James Financial Services
  Bristol, PA
• 03/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Bristol, PA
• 03/2012 → 06/2019
  Fulton Financial Corporation
  Bristol, PA
• 06/2019 → Present
  Fulton Bank
  Bristol, PA

Previous Registrations

• 2006-04-13 → 2012-03-22
  Wells Fargo Clearing Services, Llc
  Langhorne, PA
  Jenkintown, PA
  Bethlehem, PA
  Croydon, PA
  Radnor, PA
  Bristol, PA
  Andalusia, PA

Other Businesses

1) Name of Business: Fulton Financial Advisors Address: 2 Canals End Rd Ste 203c, Bristol, PA, 19007, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/31/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment sales and service.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-12
• S63 Uniform Securities Agent State Law Examination
  1992-01-27

Other Names

• Jim Mcgrath
• James J Mcgrath