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Dean Thomas Koller

Thrivent Investment Management Inc.

Powell, OH

CRD 2017138

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-04-07
TX RA APPROVED 2023-06-29
OH RA APPROVED 2023-02-14
  • DC RA
    APPROVED
    Since 2025-04-07
  • TX RA
    APPROVED
    Since 2023-06-29
  • OH RA
    APPROVED
    Since 2023-02-14

Branch Locations

Powell, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Columbus OH 05/2000 09/2022
Unemployed Powell OH 09/2022 03/2023
Thrivent Investment Management Inc. Powell OH 02/2023 Present
Voya Financial Dublin OH 01/2023 01/2023
Thrivent Financial Appleton WI 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-05
S63 Uniform Securities Agent State Law Examination 1997-05-12
  • S66 Uniform Combined State Law Examination
    2015-03-05
  • S63 Uniform Securities Agent State Law Examination
    1997-05-12

View on SEC IAPD

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