Andrea Denise Montalvo

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Houston, TX
• 11/2016 → 12/2019
  Wells Fargo Clearing Services, Llc
  Houston, TX
• 04/2021 → Present
  Raymond James And Assoicates, Inc.
  Houston, TX
• 12/2019 → 04/2021
  Unemployed
  Houston, TX
• 01/2024 → Present
  Raymond James Financial Services, Inc
  Houston, TX
• 01/2024 → Present
  Raymond James Financial Services Advisors, Inc
  Houston, TX

Previous Registrations

• 2003-07-01 → 2020-01-07
  Wells Fargo Clearing Services, Llc
  Houston, TX
  Houston, TX
  Beaumont, TX
  Beaumont, TX
  Houston, TX
  Houston, TX
• 1993-09-27 → 2003-07-01
  Prudential Equity Group, Llc
  Houston, TX

Other Businesses

EXECUTOR FOR FATHER'S ESTATE; INV. RELATED; OBERLIN, KS; START DATE 3/2019; 20 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-06
• S63 Uniform Securities Agent State Law Examination
  1993-03-24

Other Names

• Andrea D Fair
• Andrea Denise Fair