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Smartleaf Asset Management LLC CRD 172273
$6.85B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bowdoin Square Suite 1000, 10Th Floor, Boston, MA 02114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-12-05 |
| MA | RA | APPROVED | 2024-06-10 |
| TX | RA | APPROVED | 2024-05-23 |
Branch Locations
One Bowdoin Square Suite 1000, 10Th Floor, Boston, MA 02114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sei Investments Distribution Co. | Oaks | PA | 02/1999 | 04/2024 |
| Sei Investments Dist. Co. | Oaks | PA | 12/2006 | 04/2024 |
| Smartleaf Asset Management | Boston | MA | 04/2024 | Present |
Franchisee of school spirit vending, non-investment related, located in Limerick, Pennsylvania, Nature of the business-sales and service of vending machines, Activity start date-2/20/2017, Time devoted to business-5-10 hours per month not during securities market hours, Compensation-dependent on sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-23 |
| S66 | Uniform Combined State Law Examination | 1998-12-02 |
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