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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| IN | RA | APPROVED | 2014-03-04 |
Branch Locations
415 Columbia Street Suite 3100, Lafayette, IN 47901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lafayette | IN | 09/2011 | Present |
*506982- Notary Public; Investment related-No; Lafayette, Indiana; Notary Public (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-03 |
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