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Darrin Brian Beltran

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-20
NC RA APPROVED 2017-06-29
  • TX RA
    APPROVED_RES
    Since 2024-08-20
  • NC RA
    APPROVED
    Since 2017-06-29

Branch Locations

620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte` NC 05/2014 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 05/2017 Present
Unemployed Charlotte NC 03/2017 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-28
S63 Uniform Securities Agent State Law Examination 1999-08-18
  • S66 Uniform Combined State Law Examination
    2017-06-28
  • S63 Uniform Securities Agent State Law Examination
    1999-08-18
Other Names
  • Darrin Brian Beltran
  • Darrin Beltran

View on SEC IAPD

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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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