James Zaura

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-03-17

IL RA
APPROVED

Since 2023-03-17

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan	Westerville	OH	06/2016	09/2022
Unemployed	Glen Ellyn	IL	09/2022	01/2023
Charles Schwab & Co., Inc.	Chicago	IL	01/2023	Present

06/2016 → 09/2022

Jpmorgan

Westerville, OH
09/2022 → 01/2023

Unemployed

Glen Ellyn, IL
01/2023 → Present

Charles Schwab & Co., Inc.

Chicago, IL

Previous Registrations

2016-06-30 → 2022-09-20

J.P. Morgan Securities Llc

Arlington Hts, IL
2014-03-21 → 2016-07-15

Morgan Stanley

Oak Brook, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-20

S66 Uniform Combined State Law Examination

2014-03-20

Other Names

James Kevin Zaura
Jim Zaura

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews