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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1515 E Woodfield Rd Suite 100, Schaumburg, IL 60173 • United States

Bartlett, IL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Schaumburg ID 11/2007 11/2021
Cetera Wealth Services, Llc El Segundo CA 11/2021 Present
Martingale Investment Group Schaumburg IL 11/2021 10/2025
Martingale Investment Group, Llc Schaumburg IL 10/2021 10/2025
Rjk Financial Holdings, Inc Bartlett IL 10/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Kapraun And Bjorklund Wealth Advisors Llc Schaumburg IL 01/2025 Present
  • 11/2007 → 11/2021
    Schaumburg, ID
  • 11/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2021 → 10/2025
    Martingale Investment Group
    Schaumburg, IL
  • 10/2021 → 10/2025
    Martingale Investment Group, Llc
    Schaumburg, IL
  • 10/2021 → Present
    Rjk Financial Holdings, Inc
    Bartlett, IL
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2025 → Present
    Kapraun And Bjorklund Wealth Advisors Llc
    Schaumburg, IL
Previous Registrations
  • 2008-03-03 → 2021-11-30
    Bartlett, IL
    Schaumburg, IL
  • 2005-08-22 → 2007-11-05
    A. G. Edwards & Sons, Inc.
    Hanover Park, IL
    Hanover Park, IL
Other Businesses

1. NAME OF OTHER BUSINESS: KAPRAUN FAMILY FARM, LLC INVESTMENT RELATED: NO ADDRESS: LA MOILLE IL NATURE OF BUSINESS: FARMING START DATE: 10/2021 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: ATTEND YEARLY MEETINGS TO REVIEW FARM ACTIVITES 2. NAME OF OTHER BUSINESS: RJK FINANCIAL HOLDINGS, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: S CORP, START DATE:10/2021, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CORP FOR EXPENSE MANAGEMENT; 3. NAME OF OTHER BUSINESS: KAPRAUN AND BJORKLUND WEALTH ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: RESURRECTION CATHOLIC CHURCH; INVESTMENT RELATED: NO; ADDRESS: 30W350 ARMY TRAIL RD, WAYNE, IL 60184; NATURE OF BUSINESS: RELIGIOUS; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: TEACHER AID; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE RELIGIOUS EDUCATION;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-09
  • S63 Uniform Securities Agent State Law Examination
    1990-01-09

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