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David Alan Theis

Fee-Only Financial Advisors,Ltd.

Palatine, IL

CRD 2015952

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Employer firm

Fee-Only Financial Advisors,Ltd. CRD 122873

22 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Fee-Only Financial Advisors,Ltd.

Palatine, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-07-31
  • IL RA
    APPROVED
    Since 1998-07-31

Branch Locations

Palatine, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fee-Only Financial Advisors, Ltd. Palatine IL 01/1995 Present
  • 01/1995 → Present
    Fee-Only Financial Advisors, Ltd.
    Palatine, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-15
S63 Uniform Securities Agent State Law Examination 1990-06-21
  • S65 Uniform Investment Adviser Law Examination
    1994-07-15
  • S63 Uniform Securities Agent State Law Examination
    1990-06-21
Designations
  • Certified Financial Planner
Other Names
  • David A Theis

View on SEC IAPD

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