Michael Patrick Rooney

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-05-18

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-05-18

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Smithtown	NY	11/1989	12/2016
Morgan Stanley	Hauppauge	NY	12/2016	Present
Morgan Stanley Private Bank, National Association	New York	NY	02/2017	Present

11/1989 → 12/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Smithtown, NY
12/2016 → Present

Morgan Stanley

Hauppauge, NY
02/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2004-08-17 → 2016-12-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Smithtown, NY

Smithtown, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-02-01

S63 Uniform Securities Agent State Law Examination

1990-02-01

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews