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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-03 |
| NH | RA | APPROVED | 2017-03-25 |
Branch Locations
859 Turnpike Street Suite 129, N Andover, MA 01845 • United States
149 Water Street, Exeter, NH 03833 • United States
Exeter, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Exeter | NH | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Exeter | NH | 07/2016 | Present |
| Mml Investors Services, Llc | Exeter | NH | 03/2017 | Present |
(1)Name: Caitlin A. DeSoye Inv rel: Y Add: At Residential Address Nature: Consulting; Real Estate Analysis and projections for various project uses of land and existing structures Position: Real Estate Finance Consultant Start date: 09/01/2021 No. HR/MO: 12 No. HR/MO during sec trading: 4 Describe duties: Being a resource/consultant for real estate finance team. (2)Name: Caitlin A. DeSoye Inv rel: Y Add: 149 Water Street, Exeter, NH 03833 Nature: Outside Insurance Sales; Life, Disability, Long-term care, Health, Group Life, and Group Health Position: Independent Insurance Advisor Start date: 08/01/2023 No. HR/MO: 3 No. HR/MO dur trading: 3 (3)Name: Revolutionary Capital, LLC Inv rel: Y Add: At Residential Address Nature: Owner/Member Manager of LLC to run business expenses through Position: Owner/Member Manager Start date: 07/24/2024 No. HR/MO: 1 No. HR/MO dur trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-16 |
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