Kenneth Michael Wachter

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  Raymond James Financial Services, Inc.
  Woodstown, NJ
• 03/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Bristol, PA
• 03/2012 → 10/2019
  Fulton Financial Corporation
  Bristol, PA
• 03/2012 → Present
  Fulton Bank
  Bristol, PA

Previous Registrations

• 2005-07-20 → 2012-03-22
  Wells Fargo Clearing Services, Llc
  Levittown, PA
  Levittown, PA
  Radnor, PA
• 2002-07-15 → 2005-07-19
  Morgan Stanley Dw Inc.
  Voorhees, NJ

Other Businesses

(1)Name of Business: Fulton Bank Address: 2 Canals End Rd Ste 203c, Bristol, PA, 19007, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: investment sales (2)Name of Business: Fulton Financial Advisors Address: 2 Canals End Rd Ste 203c, Bristol, PA, 19007, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/02/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment sales and service (3)Name of Business: Resurrection Parish Address: 260 Conrow Rd, Delran, NJ, 08075, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 10/09/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: the committee oversees the creation/execution of the annual budget for the parish. (4)Name of Business: specific solutions Address: 2 Canals End Rd Ste 203c, Bristol, PA, 19007, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/19/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: life insurance sales and service

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-11
• S63 Uniform Securities Agent State Law Examination
  1990-02-13

Other Names

• Kenneth Michale Wachter
• Kenneth Michael Wachter
• Kenneth M Wachter