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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-12-02
MI RA APPROVED 2024-12-02
WI RA APPROVED 2016-07-07
IL RA APPROVED 2007-10-22
  • IN RA
    APPROVED
    Since 2024-12-02
  • MI RA
    APPROVED
    Since 2024-12-02
  • WI RA
    APPROVED
    Since 2016-07-07
  • IL RA
    APPROVED
    Since 2007-10-22

Branch Locations

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Palatine, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma Retirement Corporation Washington DC 10/2007 Present
  • 10/2007 → Present
    Icma Retirement Corporation
    Washington, DC
Previous Registrations
  • 2006-06-19 → 2007-10-19
    Schaumburg, IL
    Mount Prospect, IL
    Buffalo Grove, IL
    Hoffman Estates, IL
  • 2005-12-14 → 2006-06-06
    Bmo Harris Financial Advisors, Inc.
    Palatine, IL
  • 2004-12-08 → 2005-12-31
    Harrisdirect Llc
    Palatine, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-30
S63 Uniform Securities Agent State Law Examination 1990-10-22
  • S66 Uniform Combined State Law Examination
    2004-11-30
  • S63 Uniform Securities Agent State Law Examination
    1990-10-22

View on SEC IAPD

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