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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-27 |
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED_RES | 2014-06-11 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
501 Broadway, Sonoma, CA 95476 • United States
1753 Trancas St., Napa, CA 94558 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Sonoma | CA | 10/2012 | Present |
Name of Business: Chase Insurance Agency, Inc. Investment Related: Yes Address of Business: 111 E Wisconsin Ave, Milwaukee, WI 53202 Nature of Business: Affiliated licensed insurance agency Position: Vice President, Primary Licensee Start Date: 4/3/2019 Hours Per Month/Hours During Securities Trading Hours/Description of Duties: This activity is directly connected to financial services offered by the broker-dealer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-21 |
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