Harold Irwin Goren

Current Employers

St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-03-04
WA	RA	APPROVED	2017-02-07

CA RA
APPROVED

Since 2024-03-04
WA RA
APPROVED

Since 2017-02-07

Branch Locations

Redmond, WA • United States

1609 West Main St., Russellville, AR 72801 • UNITED STATES

1609 West Main St, Russellville, AR 72801 • United States

Redmond, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Provident Mutual	Philadelphia	PA	03/1992	Present
Independent Financial Group	San Diego	CA	02/2008	12/2016

03/1992 → Present

Provident Mutual

Philadelphia, PA
02/2008 → 12/2016

Independent Financial Group

San Diego, CA

Previous Registrations

2011-06-14 → 2017-01-10

Independent Financial Group, Llc

San Diego, CA

Redmond, WA

Other Businesses

(1) Harold Goren Sole propriater 12315 232nd Terrace Rd NE, Redmond WA 98053 100% OWNER AND WA AND CA PROVIDING INVESTMENT AND INSURANCE SERVICES WHICH INCLUDE FIXED ANNUITIES, LIFE, HEALTH AND SPIAS SINCE 1986. INVESTMENT RELATED. 100% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2) Assured Income Strategies, 12315 232nd Terrace NE, Redmond, WA 98053 Sole Proprietorship 10/15/19, Introducing individuals to lending to commercial real estate developers. 0 hours during trading time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-12-09
S63	Uniform Securities Agent State Law Examination	1990-01-05

S65 Uniform Investment Adviser Law Examination

2008-12-09
S63 Uniform Securities Agent State Law Examination

1990-01-05

Other Names

Hal Goren

View on SEC IAPD