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Andrew C Wilkin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-26
RI RA APPROVED 2019-10-03
TX RA APPROVED_RES 2019-08-23
  • CT RA
    APPROVED
    Since 2023-06-26
  • RI RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED_RES
    Since 2019-08-23

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Incorporated Providence RI 02/2014 Present
Bank Of America, N.A. Lincoln RI 08/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-01
S63 Uniform Securities Agent State Law Examination 1992-02-21
  • S66 Uniform Combined State Law Examination
    2019-10-01
  • S63 Uniform Securities Agent State Law Examination
    1992-02-21
Other Names
  • Drew Wilkin
  • Andrew Christopher Wilkin
  • Drew Wilkin

View on SEC IAPD

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