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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-11 |
Branch Locations
2700 N Military Trail Suite 400, Boca Raton, FL 33431 • United States
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Boca Raton | FL | 07/2013 | 09/2016 |
| Stoever Glass & Co,. Inc. | Boca Raton | FL | 09/2016 | 01/2025 |
| Stoever Glass Wealth Management, Inc. | Boca Raton | FL | 09/2016 | 01/2025 |
| Stoever Glass Insurance Agency | Boca Raton | FL | 12/2016 | 01/2025 |
| Herbert J. Sims &Co., Inc. | Boca Raton | FL | 01/2025 | Present |
| Herbert J. Sims Capital Management | Boca Raton | FL | 01/2025 | Present |
Steven Sapirstein is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Sapirstein began his association with HJSCM in January 2025 and devotes approximately 90% of his time to HJSCM and 10% to insurance business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-09 |
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