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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-07-19
TX RA APPROVED_RES 2016-09-22
GA RA APPROVED 2016-09-06
  • UT RA
    APPROVED
    Since 2017-07-19
  • TX RA
    APPROVED_RES
    Since 2016-09-22
  • GA RA
    APPROVED
    Since 2016-09-06

Branch Locations

3414 Peachtree Road Ne Suite 550, Atlanta, GA 30326 • United States

Park City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Atlanta GA 09/2005 09/2016
Raymond James & Associates, Inc. Atlanta GA 09/2016 Present
Tucket Footwear Multiple GA 07/2014 Present
Previous Registrations
  • 2005-09-08 → 2016-09-06
    Atlanta, GA
    Atlanta, GA
  • 2003-05-08 → 2005-09-09
    A. G. Edwards & Sons, Inc.
    Duluth, GA
Other Businesses

(1)Name of Business: AIPAC Address: 335 Ontario Ave, park city, UT, 84060, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 08/01/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-22
  • S63 Uniform Securities Agent State Law Examination
    1989-12-22

View on SEC IAPD

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