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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-12-11 |
Branch Locations
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | Minneapolis | MN | 07/2005 | 04/2020 |
| Advisors Excel | Topeka | KS | 06/2020 | Present |
| Ae Financial Services, Llc | Topeka | KS | 12/2021 | 10/2024 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 10/2024 | Present |
1.) ADVISORS EXCEL; INVESTMENT-RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614; IMO; TRAINING MANAGER; START DATE 06/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 2.) JOHANNSEN CROFT; INVESTMENT-RELATED; 2950 SW MCCLURE, TOPEKA, KS 66614; OWNER; START DATE 10/1994; 1 HR/MONTH; 0 HRS DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-01 |
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