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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-08-06 |
| TX | RA | APPROVED_RES | 2010-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rogers | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rogers | AR | 11/2016 | Present |
AUX ARCS ENTERPRISES, NOT INVT RELATED, SILOAM SPRINGS, AR, 100% OWNERSHIP WITH SPOUSE, START DATE 12/1/1998, 1 HR PER MONTH, 0 HRS DURING TRADING,RESALE OF ANTIQUES AND COLLECTABLES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-04 |
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