Alexander Gustave Tollen

Current Employers

Mcgowan Group Asset Management, Inc.

300 Crescent Court #1776, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-10-25

TX RA
APPROVED

Since 2011-10-25

Branch Locations

200 Crescent Court Suite 657, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spire Securities	Reston	VA	10/2011	Present
Mcgowan Group	Dallas	TX	10/2011	Present

10/2011 → Present

Spire Securities

Reston, VA
10/2011 → Present

Mcgowan Group

Dallas, TX

Previous Registrations

2009-04-15 → 2010-08-03

Edi Investment Advisor Corporation

Irving, TX

Other Businesses

SELF- ARTIST; DALLAS, TX; NOT INVESTMENT RELATED; 2 HOURS/MONTH; OCCASSIONAL SALE OF ARTWORK. PARTNER,PLASTERED FURNITURE; DALLAS, TX; NOT INVESTMENT RELATED; 1 HOUR/WEEK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-13
S63	Uniform Securities Agent State Law Examination	1995-08-29

S65 Uniform Investment Adviser Law Examination

2009-04-13
S63 Uniform Securities Agent State Law Examination

1995-08-29

Other Names

Alex Tollen

View on SEC IAPD

Current Employers

Mcgowan Group Asset Management, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews