Best Investors Account Sign in
Inactive

Spencer Mark Humphrey

Soltis Investment Advisors, LLC

Gilbert, AZ

Claim This Profile
Current Employers
Soltis Investment Advisors, Llc

20 North Main St Suite 400, St. George, UT 84770 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-03-04
  • AZ RA
    APPROVED
    Since 2021-03-04

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Tempe AZ 05/2014 10/2020
Tiaa-Cref Individual & Institutional Services, Llc Tempe AZ 05/2014 10/2020
Soltis Investment Advisors Llc St George UT 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-22
S63 Uniform Securities Agent State Law Examination 2005-11-09
  • S66 Uniform Combined State Law Examination
    2009-09-22
  • S63 Uniform Securities Agent State Law Examination
    2005-11-09
Other Names
  • Spencer Mark Humphrey
  • Spencer Mark Humphrey

View on SEC IAPD

More in Gilbert, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor