James Thomas Tollinger

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1989 → Present
  Prudential Insurance Company Of America
  York, PA
• 11/1989 → 11/2024
  Pruco Securities, Llc.
  York, PA
• 11/2024 → Present
  Lpl Enterprise, Llc
  York, PA

Previous Registrations

• 2011-09-13 → 2024-11-14
  Pruco Securities, Llc.
  York, PA
  Camp Hill, PA
  Shrewsbury, PA
  York, PA
  York, PA
  York, PA
  York, PA
  York, PA

Other Businesses

1) 12/06/2024-White Rose Wealth Management LLC-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 06/01/2022-168hrs/mth-168hrs/mth during trading 2) 12/06/2024-Eastminster Presbyterian Church-Worship Elder / Session Member-Non-Profit Board Member-Not Inv Related-At York, PA-Start date 09/09/2024-5hrs/mth-0hrs/mth during trading 3) 11/28/2025-Liberty Mutual Insurance Co-Insurance Agent-Property and Casualty-Inv Related-At York, PA-Start date 12/19/1989-5hrs/mth-5hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-23
• S63 Uniform Securities Agent State Law Examination
  1989-12-27