Steven Vincent Pulvirent

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-26

NY RA
APPROVED

Since 2021-05-26

Branch Locations

17 West Streeet, Goshen, NY 10924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co., Inc.	Goshen	NY	06/2006	Present

06/2006 → Present

Stifel Nicolaus & Co., Inc.

Goshen, NY

Other Businesses

1.Goodwill Farms LLC; 7 Old Minisink Trail, Goshen, NY 10924; Agricultural; Managing member; General administrative oversight, and farm chores; 10/01/2001; 20 Hours per Month; not during securities trading hours; not investment related. 2. N/A; 117 Stage Road Monroe NY 10950; multi-family house; owner; affiliation started 07/02/1990; 2 hours per month; not during securities trading hours; not investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-03-08

S63 Uniform Securities Agent State Law Examination

1990-03-08

Other Names

Steven Vincent Pulvirent

View on SEC IAPD