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Edward John Tierney

Stifel, Nicolaus & Company, Incorporated

Center Valley, PA

CRD 2012774

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-10
PA RA APPROVED 2014-02-18
  • TX RA
    APPROVED_RES
    Since 2020-07-10
  • PA RA
    APPROVED
    Since 2014-02-18

Branch Locations

3701 Corporate Parkway Suite 110, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Center Valley PA 02/2014 Present
  • 02/2014 → Present
    Stifel Nicolaus & Co Inc
    Center Valley, PA
Previous Registrations
  • 2009-06-01 → 2014-02-26
    Morgan Stanley
    Warren, NJ
    Northampton, PA
    Northampton, PA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Warren, NJ
  • 2005-03-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Warren, NJ
    Warren, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-30
S63 Uniform Securities Agent State Law Examination 1990-01-04
  • S65 Uniform Investment Adviser Law Examination
    2005-03-30
  • S63 Uniform Securities Agent State Law Examination
    1990-01-04

View on SEC IAPD

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PETER KINSLEY MILLER
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Nearby Offices

ARGYLE CAPITAL MANAGEMENT, LLC · CENTER VALLEY, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Center Valley, PA
MML INVESTORS SERVICES, LLC · Center Valley, PA

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