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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-31 |
| NJ | RA | APPROVED | 2003-07-01 |
Branch Locations
461 From Road Suite 101, Paramus, NJ 07652 • United States
Beach Haven, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paramus | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paramus | NJ | 11/2016 | Present |
2. TRUSTEE OF FOR (2) SONS TRUSTS; INVESTMENT RELATED; VERONA, NJ; START 12/31/2014; 1 HR PER MONTH; 1 HR DURING TRADING. 3. 105 PEARL STREET LLC; INV. RELATED; BEACH HAVEN, NJ; CO-OWNER; RENTAL PROPERTY; START 9/25/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: RENT HOUSE, PAY BILLS, UPKEEP PROPERTY, COLLECT RENT. 4. RENTAL PROPERTY, INV RELATED, VERONA, NJ, 100% OWNERSHIP, START 6/1/2016, 1 HOUR PER MONTH, ZERO DURING TRADING, COLLECTING RENT. 5. RENTAL PROPERTY, INV RELATED, BEACH HAVEN, NJ, 100% OWNERSHIP, START 6/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, RENT AND MAINTAIN PROPERTY. 6. 304 DOCK LLC; INV. RELATED; BEACH HAVEN, NJ; 25% OWNERSHIP; LLC HOLDS RENTAL PROPERTIES; START DATE 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 7. RENTAL PROPERTY; INV. RELATED; BEACH HAVEN, NJ; 25% OWNERSHIP; COMMERCIAL PROPERTY (LAUNDROMAT); START DATE 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 8. RENTAL PROPERTY; INV. RELATED; BEACH HAVEN, NJ; 25% OWNERSHIP; COMMERCIAL PROPERTY (RETAIL); START DATE 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 9. RENTAL PROPERTY; INV. RELATED; BEACH HAVEN, NJ; 25% OWNERSHIP; COMMERCIAL PROPERTY (CLOTHING RETAILER / APARTMENT); START DATE 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 10. 1701 PBC LLC; INV. RELATED; POMPANO BEACH, FL; CO-OWNER; HOLDS CONDO; START DATE: 12/6/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 11. RENTAL PROPERTY; INV. RELATED; POMPANO BEACH, FL; CO-OWNER; CONDO; START DATE 12/6/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 1910 PBC LLC; INV RELATED; POMPANO BEACH,FL; CONDO ;50% OWNERSHIP; START DATE: 01/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - BRINY; INV RELATED; POMPANO BEACH,FL; RENTAL;50% OWNERSHIP; START DATE: 01/28/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; LAUNDRY ON DOCK LLC ; INV RELATED;BEACH HAVEN,NJ; LAUDROMAT;25% OWNERSHIP; START DATE: 05/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-14 |
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