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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-31
NJ RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2017-03-31
  • NJ RA
    APPROVED
    Since 2003-07-01

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Beach Haven, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Paramus NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Paramus NJ 11/2016 Present
Previous Registrations
  • 2002-06-20 → 2003-07-01
    Prudential Equity Group, Llc
    Paramus, NJ
Other Businesses

2. TRUSTEE OF FOR (2) SONS TRUSTS; INVESTMENT RELATED; VERONA, NJ; START 12/31/2014; 1 HR PER MONTH; 1 HR DURING TRADING. 3. 105 PEARL STREET LLC; INV. RELATED; BEACH HAVEN, NJ; CO-OWNER; RENTAL PROPERTY; START 9/25/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: RENT HOUSE, PAY BILLS, UPKEEP PROPERTY, COLLECT RENT. 4. RENTAL PROPERTY, INV RELATED, VERONA, NJ, 100% OWNERSHIP, START 6/1/2016, 1 HOUR PER MONTH, ZERO DURING TRADING, COLLECTING RENT. 5. RENTAL PROPERTY, INV RELATED, BEACH HAVEN, NJ, 100% OWNERSHIP, START 6/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, RENT AND MAINTAIN PROPERTY. 6. 304 DOCK LLC; INV. RELATED; BEACH HAVEN, NJ; 25% OWNERSHIP; LLC HOLDS RENTAL PROPERTIES; START DATE 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 7. RENTAL PROPERTY; INV. RELATED; BEACH HAVEN, NJ; 25% OWNERSHIP; COMMERCIAL PROPERTY (LAUNDROMAT); START DATE 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 8. RENTAL PROPERTY; INV. RELATED; BEACH HAVEN, NJ; 25% OWNERSHIP; COMMERCIAL PROPERTY (RETAIL); START DATE 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 9. RENTAL PROPERTY; INV. RELATED; BEACH HAVEN, NJ; 25% OWNERSHIP; COMMERCIAL PROPERTY (CLOTHING RETAILER / APARTMENT); START DATE 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 10. 1701 PBC LLC; INV. RELATED; POMPANO BEACH, FL; CO-OWNER; HOLDS CONDO; START DATE: 12/6/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 11. RENTAL PROPERTY; INV. RELATED; POMPANO BEACH, FL; CO-OWNER; CONDO; START DATE 12/6/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. 1910 PBC LLC; INV RELATED; POMPANO BEACH,FL; CONDO ;50% OWNERSHIP; START DATE: 01/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - BRINY; INV RELATED; POMPANO BEACH,FL; RENTAL;50% OWNERSHIP; START DATE: 01/28/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; LAUNDRY ON DOCK LLC ; INV RELATED;BEACH HAVEN,NJ; LAUDROMAT;25% OWNERSHIP; START DATE: 05/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-30
S63 Uniform Securities Agent State Law Examination 1992-12-14
  • S65 Uniform Investment Adviser Law Examination
    1992-12-30
  • S63 Uniform Securities Agent State Law Examination
    1992-12-14

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