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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
TX RA APPROVED_RES 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED_RES
    Since 2026-06-26

Branch Locations

1504 Eureka Rd Ste 210, Roseville, CA 95661 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Roseville CA 11/2012 Present
Mariner Independent Advisor Network, Llc Roseville CA 03/2013 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 11/2012 → Present
    Lpl Financial Llc
    Roseville, CA
  • 03/2013 → 07/2026
    Mariner Independent Advisor Network, Llc
    Roseville, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2016-07-08 → 2026-06-26
    Roseville, CA
  • 2012-11-09 → 2016-07-08
    Strategic Wealth Advisors Group
    Roseville, CA
    San Mateo, CA
Other Businesses

1. 11/01/2012: Martinez Financial Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 90%. 2. 11/01/2012: Sal Martinez Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Fixed insurance sales. 3. 11/01/2012: Retirement Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-12
S63 Uniform Securities Agent State Law Examination 1991-02-15
  • S65 Uniform Investment Adviser Law Examination
    2012-09-12
  • S63 Uniform Securities Agent State Law Examination
    1991-02-15
Other Names
  • Sal Martinez

View on SEC IAPD

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